www.fd.org
Office of Defender Services
TRAINING BRANCH
 
HOME | ABOUT US | CONTACT US | DEFENDER/PANEL CONTACTS | HOTLINE | SITE INDEX
 

Training Programs Training Publications Death Penalty and Habeas Supreme Court Advocacy Program Online Internet Resources Employment
 
THE CRACK COCAINE AMENDMENTS TO THE FEDERAL SENTENCING GUIDELINES

On November 1, 2007, the Sentencing Commission amended the crack guidelines, lowering the penalties for most crack cocaine offenses in USSG §2D1.1 by two levels. On December 11, 2007, the Commission voted to make the amended guidelines retroactive to cases sentenced before November 1, 2007, with an effective date of March 3, 2008. The Commission also significantly modified USSG §1B1.10, which addresses the retroactive application of amendments. Through an amendment effective May 1, 2008 (Amendment 715), the Commission further modified USSG §2D1.1, revising the way in which combined offense levels are determined in cases involving crack and other drugs. The amendment, which was also made retroactive, provides that 1 gram of cocaine base equals 20 kilograms of marijuana and provides for a two-level reduction in the combined offense level for polydrug cases unless certain exceptions apply. As noted by the Commission, these amendments are only a partial remedy to the problems associated with the disparate treatment of offenses involving crack versus powder cocaine.

The resources on this page help explain the application of the new crack cocaine guidelines and address issues that may arise in their retroactive application. They also provide information that can be used to argue for a downward variance in crack cocaine cases.

ANALYSIS OF THE CRACK COCAINE AMENDMENTS & CRACK/POWDER DISPARITY
  • Mathematical Anomalies Resulting from Drug Equivalency and Quantity Tables
    When the USSC amended the crack cocaine guideline to reduce the base offense levels in November 2007, two separate types of mathematical anomalies resulted: (1) within range-anomalies and differing ratios between crack and powder cocaine in the drug quantity table; and (2) false equivalencies in poly-drug cases resulting from a new crack-to-marijuana equivalency table, resulting in base offense levels no different than pre-amendment levels. The first of these anomalies remains. With Amendment 715, effective May 1, 2008, the Commission remedied the second of these anomalies.

    • Present Anomalies Resulting from Drug Quantity Table: Currently, the lowest ratios incorporated into the amended Drug Quantity Table of §2D1.1 only operate at base offense level 26. This results in within range-anomalies and wildly disparate ratios between crack and powder cocaine. See Kimbrough v. United States, 128 S.Ct. 558, 573 (2007)(“[a]s a result of the 2007 amendment,. . .the Guidelines now advance a crack/powder ratio that varies (at different offense levels) between 25 to 1 and 80 to 1"). When the Commission promulgates a guideline that is based on “unsound judgment,” such as the arbitrary crack/powder ratios animating the drug quantity table, courts may exercise discretion to reject that provision. See Rita v. United States, 127 S.Ct. 2456, 2468 (2007); Spears v. United States, _ S.Ct._, 2009 WL 129044 (Jan. 21, 2008) (per curiam) (reaffirming holding in Kimbrough that sentencing judges are entitled to reject and vary from crack cocaine guidelines based on policy disagreements, i.e., that 100:1 crack/powder ratio creates unwarranted disparity); see also U.S. v. Taylor, 586 F. Supp. 2d 1065, 1069. (E.D.Wis. Oct. 29, 2008) (finding that continued flaws and disparity in crack to powder ratio supports non-guideline sentence where had defendant possessed only powder cocaine, his base offense level would have been 22 rather than 30, and his range 46-57 months rather than 108-135).

      For a more thorough discussion of present anomalies and suggestions on how to argue against unwarranted disparity still existing between the guidelines treatment of crack and powder cocaine offenses see Good Math to Fight the Bad Math: Avoiding Unwarranted Disparity by Applying the Commission’s Lowest Accepted Ratios to All Offense Levels.

    • Remedy to False Equivalencies in Poly-Drug Cases: Through amendment 715, the Commission modified the Drug Equivalency Tables in Application Note 10(E) of §2D1.1, to provide that 1 gram of cocaine base equals 20 kilograms of marijuana. It also amended Application Note 10(D) to provide for a two level reduction to the combined offense level for a case involving crack and one or more other drugs, subject to some exclusions. A corresponding amendment to §1B1.10 renders the change to §2D1.1 retroactive. Attorneys who are challenging §2D1.1 on its face may wish to study the history of the prior mathematical problems with the equivalency table.

  • Testimony of Assistant United States Attorney General Lanny Breuer Supporting Elimination of Crack/Powder Disparity (April 30, 2009)
    In testimony before the Senate Judiciary Subcommittee on Crime and Drugs yesterday, Assistant United States Attorney General Lanny Breuer declared that “Congress’s goal should be to completely eliminate the sentencing disparity between crack cocaine and powder cocaine.” This is the first time that the Department of Justice has supported equalization of cocaine sentencing. Noting that a complete end to the sentencing disparity cannot occur without Congressional action, Mr. Breuer offered hope for defendants currently facing sentencing for crack cocaine offenses:
    [W]e recognize that federal courts have the authority to sentence outside the guidelines in crack cases or even to create their own quantity ratio. Our prosecutors will inform courts that they should act within their discretion to fashion a sentence that is consistent with the objectives of 18 U.S.C. § 3553(a) and our prosecutors will bring the relevant case-specific facts to the courts’ attention.
    Mr. Breuer was one of several witnesses who testified at the April 30th hearing on “Restoring Fairness to Federal Sentencing: Addressing the Crack-Powder Disparity.” On May 21, 2009, Mr. Breuer reiterated the Administration's position before the House Judiciary Subcommittee on Crime, Terrorism and Homeland Security's Hearing on: Unfairness in Federal Cocaine Sentencing: Is it Time to Crack the 100 to 1 Disparity?


  • Joint Statement of Thomas W. Hillier, II and Jon Sands at the April 29, 2009 U.S. Senate Hearing on Restoring Fairness to Sentencing: Addressing the Crack-Powder Disparity
    Thomas W. Hillier, II, Federal Public Defender, Western District of Washington, Chair, Federal Defender Legislative Expert Panel; Jon Sands, Federal Public Defender, District of Arizona, Federal Defender Sentencing Guidelines Committee, on behalf of the Federal Public and Community Defenders, before the Subcommittee on Crime and Drugs of the Senate Judiciary Committee
    This testimony urges the following reforms: (1) penalties for offenses involving the same quantity of crack and powder cocaine should be equalized at a level no greater than the current level for powder cocaine; (2) differences among offenses and offenders should be taken into account by the sentencing judge in the individual case, and aggravating circumstances should not be built into every sentence for crack cocaine; (3) the mandatory minimum for simple possession of crack cocaine should be repealed; (4) mandatory minimums should be repealed; (5) recidivist sentencing enhancements should be narrowly tailored to minimize their disparate impact on people of color; (6) enhanced penalties for drug distribution near protected zones should be repealed.


  • Statement of A.J. Kramer at the February 12, 2008 U.S. Senate Hearing on Federal Cocaine Sentencing Laws: Reforming the 100- to-1 Crack/Powder Disparity
    A.J. Kramer, Federal Defender, District of the District of Columbia, on behalf of the Federal Public and Community Defenders, before the Subcommittee on Crime and Drugs of the Senate Judiciary Committee
    This testimony urges Congress to make the following reforms: equalize the penalties for crack and powder cocaine at the current powder cocaine quantity levels; direct the USSC to review and, if appropriate, amend the guidelines applicable to all drug types, to account for aggravating and mitigating circumstances that may or may not be present in individual cases; repeal the mandatory minimum for simple possession of crack cocaine; repeal the mandatory minimum for all drug offenses; establish a pilot program for federal substance abuse courts; authorize the appropriation of additional funds for the defense of drug trafficking cases in the event Congress authorizes increased salaries and expenses for the prosecution of such cases. In A.J. Kramer's Supplemental Statement he also addresses DOJ’s arguments against retroactive application of the crack cocaine amendments and refutes DOJ claims regarding the rates of violence and recidivism of crack cocaine offenders.

  • Statement of Michael S. Nachmanoff at the February 26, 2008 U.S. House of Representatives Hearing - Cracked Justice: Addressing the Unfairness in Cocaine Sentencing
    Michael S. Nachmanoff, Federal Defender, Eastern District of Virginia, on behalf of the Federal Public and Community Defenders, before the Judiciary Committee of the House of Representatives Subcommittee on Crime, Terrorism and Homeland Security
    This testimony provides additional support and statistics for many of the same arguments made in A.J. Kramer’s Testimony & Supplemental Testimony (described above on this page) before the Senate Subcommittee on Crime and Drugs of the Senate Judiciary Committee.

  • 2007 USSC Report to Congress on Cocaine and Federal Sentencing Policy
    In this report, the Commission urges reform of the crack cocaine sentencing laws. Facts and arguments contained in the report may be very useful to practitioners defending crack cocaine cases.
RETROACTIVE APPLICATION OF THE CRACK COCAINE AMENDMENTS
HELPFUL LINKS
  • Families Against Mandatory Minimums
    Check FAMM's web site for updated information on legislative developments regarding punishment for cocaine related offenses.

  • FJC Crack Cocaine Retroactivity Guideline Information Exchange
    The Federal Judicial Center hosts this intranet web page to provide a forum for sharing information and ideas on policy and practice with regard to crack cocaine sentencing guideline retroactivity. Those with access to the site include all federal court judges and employees, federal defenders, personnel from the Administrative Office of the U.S. Courts (such as Probation), the Sentencing Commission and the Federal Judicial Center.

Office of Defender Services/Training Branch, Administrative Office of the United States Courts * One Columbus Circle, N.E. * Suite G-430 * Washington, DC 20544 Phone (202) 502-2900 * Hotline (800) 788-9908 * Fax (202) 502-2911